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National Quality Council

Employability Skills

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FNS50804: Diploma of Financial Services (Financial Planning)

This section contains a the Employability Skills Summary for this qualification.

Communication

  • assisting clients to identify financial goals and priorities and assessing their current financial situation
  • developing and writing reports to specifications
  • interpreting clients' requirements and tailoring financial plan to meet their needs
  • negotiating solutions with clients
  • questioning, listening and clarifying client's requirements
  • using excellent customer service skills and maintaining an on-going relationship with clients

Teamwork

  • allocating personnel for on-going service tasks
  • delegating roles and responsibilities to team members
  • outsourcing tasks to internal and external specialists as required

Problem Solving

  • checking the accuracy of calculations for fees and charges
  • conducting trend and risk analysis including product modelling
  • estimating, forecasting and conducting competitive comparisons
  • identifying and resolving inconsistencies in information
  • identifying OHS hazards and maintaining risk control
  • performing calculations and developing a risk profile for individual clients
  • testing strategic assumptions
  • using modeling tools to test assumptions against a variety of scenarios

Initiative and Enterprise

  • developing administrative processes to implement financial plans
  • identifying ongoing service options for clients and confirming these with clients
  • identifying risk and managing it
  • proactively anticipating customer requirements and recommending products
  • researching alternative options for clients' needs

Planning and Organising

  • ensuring the integrity of systems, records and reporting procedures are maintained
  • implementing financial plans according to agreed actions, time schedule and agreed priorities
  • undertaking research and developing solutions such as financial plans

Self-management

  • planning own work schedule and monitoring and evaluating own work performance
  • taking responsibility as required by work role and ensuring all organisational policies and procedures are followed
  • understanding and acting upon compliance implications
  • working ethically and complying with industry Professional Code of Practice and legislative requirements

Learning

  • adapting to change in technology and/or work practices
  • defining own work role and working within defined responsibilities
  • developing and maintaining personal competence
  • following workplace safety procedures
  • identifying opportunities for professional development
  • maintaining currency of knowledge of financial products and services
  • seeking expert advice as required

Technology

  • conducting web searches, using corporate templates and financial planning software
  • operating computers and using word processing, spreadsheet and database skills to produce workplace documentation
  • using business technology to access, organise and monitor information
  • using research data devices and telecommunication devices and equipment